All promises and allegations are issue to adjudication, choices might be subject matter to appeal, and no inference is intended, nor need to any inference be made out of any details contained herein from any supply.

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From Oct 2017 right until October 2018, the AWC Letter continues, Mr. Page dispersed marketing and advertising materials that contained materially inaccurate facts “to over two dozen future investors.” Also, he allegedly “exchanged emails with a number of future investors where he affirmed the precision from the Grasp Fund’s general performance final results as set forth within the Feeder Fund’s promoting supplies.” FINRA states that investors while in the Feeder Fund built “seven unique investments… totaling approximately $1.

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Page verified the quantity’s accuracy Even with obtaining information and facts that called the precision of the numbers into issue. Due to this fact, Page violated FINRA Rule 2010.

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